Sigma Broking fined £500k for market abuse failings

FCA fines Sigma Broking Limited £530,000 and bans and fines its former directors following market abuse reporting failures

Avyse Partners are an official content partner of the International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime compliance community.  ICA Members can gain access to Member-only content developed in partnership with Avyse that shares insights and best practice to help you meet the challenges of today and tomorrow.  Not yet an ICA Member? Join here