Webinar - FCA Focus: regulatory assessments and what to expect

I’m delighted to join Avyse Partners as a Senior Consultant, having spent 15 years at the FCA, mainly in the financial crime team. Throughout that time, I’ve visited countless firms – from global high-street names to firms run by one person with ten customers, and everything in between. I’ve done every type of financial crime visit, from thematic reviews to short-notice visits, from deep-dives lasting six months to half-day desk-based reviews, and I’ve seen first-hand how firms do it well, and how they don’t.

I’m looking forward to sharing some of that insight with you as part of our upcoming webinar on regulatory assessments. If you are expecting a regulatory visit, if you’ve had one but wonder if you might get another, or if you’ve just always wondered what to prioritise in case the regulator does come knocking, this session is for you.

Sam Jarvis

Please note this session is only for firms performing regulated activities within the financial services market

Date: 6th November 2024

Time: 1-2pm

Host: Ade Akinbisehin

Speaker: Sam Jarvis